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Filing Details

Accession Number:
0000897101-18-000883
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-05 15:01:16
Reporting Period:
2018-08-31
Accepted Time:
2018-09-05 15:01:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
88790 Intricon Corp IIN Electronic Components & Accessories (3670) 231069060
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235464 Irving Philip Smith C/o Intricon Corporation
1260 Red Fox Road
Arden Hills MN 55112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-31 6,667 $5.85 6,667 No 4 M Direct
Common Stock Acquisiton 2018-08-31 3,333 $8.80 10,000 No 4 M Direct
Common Stock Disposition 2018-08-31 2,102 $73.48 7,898 No 4 S Direct
Common Stock Disposition 2018-08-31 5,958 $74.17 1,940 No 4 S Direct
Common Stock Disposition 2018-08-31 1,940 $74.96 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-08-31 6,667 $0.00 6,667 $5.85
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-08-31 3,333 $0.00 3,333 $8.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,333 2026-04-27 No 4 M Direct
6,667 2027-04-26 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.675. The reporting person undertakes to provide to IntriCon Corporation any, security holder of IntriCon Corporation or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.50. The reporting person undertakes to provide to IntriCon Corporation, any security holder of IntriCon Corporation or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.70 to $75.45. The reporting person undertakes to provide to IntriCon Corporation, any security holder of IntriCon Corporation or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. This option becomes exercisable in three equal annual installments beginning on April 28, 2017 or earlier upon the death, disability or retirement of the recipient or a change of control of the Company (as provided in the 2015 Equity Incentive Plan).
  6. This option becomes exercisable in three equal annual installments beginning on April 27, 2018 or earlier upon the death, disability or retirement of the recipient or a change of control of the Company (as provided in the 2015 Equity Incentive Plan).