Filing Details
- Accession Number:
- 0001127602-18-026766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-05 13:49:02
- Reporting Period:
- 2018-08-31
- Accepted Time:
- 2018-09-05 13:49:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1338014 | Steven Craig Tyle | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 | Disposition | 2018-08-31 | 4,168 | $31.74 | 129,994 | No | 4 | F | Direct | |
| Common Stock, Par Value $.10 | Disposition | 2018-09-04 | 11,165 | $31.35 | 118,829 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Of the amount of securities beneficially owned, 11,063 shares represent unvested restricted stock awards.
- Reflects sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $31.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
Billionaire Hedge Funds
