Filing Details

Accession Number:
0000855658-18-000127
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-04 20:53:08
Reporting Period:
2018-08-31
Accepted Time:
2018-09-04 20:53:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855658 Lattice Semiconductor Corp LSCC Semiconductors & Related Devices (3674) 930835214
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1672197 J Maxwell Downing 111 Sw 5Th Ave., 7Th Fl.
Portland OR 97204
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-31 10,496 $5.40 36,367 No 4 M Direct
Common Stock Acquisiton 2018-08-31 21,897 $7.54 58,264 No 4 M Direct
Common Stock Acquisiton 2018-08-31 26,247 $5.85 84,511 No 4 M Direct
Common Stock Acquisiton 2018-08-31 23,561 $5.88 108,072 No 4 M Direct
Common Stock Acquisiton 2018-08-31 17,121 $5.73 125,193 No 4 M Direct
Common Stock Disposition 2018-08-31 99,322 $8.13 25,871 No 4 S Direct
Common Stock Disposition 2018-08-31 19,538 $8.13 6,333 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-08-31 10,496 $0.00 10,496 $5.40
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-08-31 17,121 $0.00 17,121 $5.73
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-08-31 26,247 $0.00 26,247 $5.85
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-08-31 23,561 $0.00 23,561 $5.88
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2018-08-31 21,897 $0.00 21,897 $7.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-06-25 2020-03-25 No 4 M Direct
62,779 2018-01-18 2024-10-18 No 4 M Direct
8,749 2015-10-09 2022-07-09 No 4 M Direct
23,562 2016-10-19 2023-07-19 No 4 M Direct
0 2014-06-21 2021-03-21 No 4 M Direct
Footnotes
  1. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.10 to $8.15.
  2. This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
  3. This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.