Filing Details
- Accession Number:
- 0000855658-18-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-04 20:52:47
- Reporting Period:
- 2018-08-30
- Accepted Time:
- 2018-09-04 20:52:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1672197 | J Maxwell Downing | 111 Sw 5Th Ave., 7Th Fl. Portland OR 97204 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-30 | 14,809 | $5.40 | 44,458 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-30 | 1,557 | $8.00 | 42,901 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-30 | 2,221 | $8.05 | 40,680 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-30 | 11,047 | $8.05 | 29,633 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-30 | 3,762 | $8.00 | 25,871 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-08-30 | 14,809 | $0.00 | 14,809 | $5.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,496 | 2013-06-25 | 2020-03-25 | No | 4 | M | Direct |
Footnotes
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.00 to $8.005.
- This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
Billionaire Hedge Funds
