Filing Details
- Accession Number:
- 0001209191-18-049388
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-04 19:52:11
- Reporting Period:
- 2018-08-30
- Accepted Time:
- 2018-09-04 19:52:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1273813 | Assured Guaranty Ltd | AGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1072524 | Dominic Frederico | 30 Woodbourne Avenue Hamilton D0 HM08 | President/Ceo/Deputy Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2018-06-26 | 5,560 | $0.00 | 1,180,680 | No | 5 | G | Direct | |
| Common Shares | Disposition | 2018-06-26 | 5,560 | $0.00 | 1,175,120 | No | 5 | G | Direct | |
| Common Shares | Disposition | 2018-06-26 | 700 | $0.00 | 1,174,420 | No | 5 | G | Direct | |
| Common Shares | Disposition | 2018-06-26 | 560 | $0.00 | 1,173,860 | No | 5 | G | Direct | |
| Common Shares | Disposition | 2018-06-27 | 280 | $0.00 | 1,173,580 | No | 5 | G | Direct | |
| Common Shares | Disposition | 2018-06-27 | 2,100 | $0.00 | 1,171,480 | No | 5 | G | Direct | |
| Common Shares | Acquisiton | 2018-08-30 | 57,829 | $7.44 | 1,229,957 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-08-30 | 57,829 | $41.08 | 1,172,128 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2018-08-31 | 42,171 | $7.44 | 1,214,299 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2018-08-31 | 76,123 | $17.44 | 1,290,422 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-08-31 | 118,294 | $40.73 | 1,172,128 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2018-09-04 | 35,932 | $17.44 | 1,208,060 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2018-09-04 | 35,932 | $40.70 | 1,172,128 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Options to Acquire Common Shares | Disposition | 2018-08-30 | 57,829 | $0.00 | 57,829 | $7.44 |
| Common Shares | Options to Acquire Common Shares | Disposition | 2018-08-31 | 42,171 | $0.00 | 42,171 | $7.44 |
| Common Shares | Options to Acquire Common Shares | Disposition | 2018-08-31 | 76,123 | $0.00 | 76,123 | $17.44 |
| Common Shares | Options to Acquire Common Shares | Disposition | 2018-09-04 | 35,932 | $0.00 | 35,932 | $17.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 42,171 | 2019-02-05 | No | 4 | M | Direct | |
| 0 | 2019-02-05 | No | 4 | M | Direct | |
| 35,932 | 2015-02-09 | 2019-02-09 | No | 4 | M | Direct |
| 0 | 2015-02-09 | 2019-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 9,400 | Indirect | By Wife |
| Common Shares | 200 | Indirect | By Daughter |
| Common Shares | 345,000 | Indirect | By Family Limited Partnersip |
Footnotes
- Total includes 648 shares purchased on 06/30/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
- The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.84 and $41.33 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant.
- The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.00 and $41.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.50 and $41.07 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012.
- All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472.
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