Filing Details
- Accession Number:
- 0000911916-18-000164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-04 16:07:14
- Reporting Period:
- 2018-08-31
- Accepted Time:
- 2018-09-04 16:07:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1581814 | Kathleen Hall | C/O Faro Technologies, Inc. 250 Technology Park Lake Mary FL 32746 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-31 | 17,090 | $33.05 | 26,199 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-31 | 974 | $34.55 | 27,173 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-31 | 18,064 | $68.04 | 9,109 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-08-31 | 17,090 | $0.00 | 17,090 | $33.05 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-08-31 | 974 | $0.00 | 974 | $34.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,546 | 2023-03-02 | No | 4 | M | Direct | |
| 22,732 | 2024-03-03 | No | 4 | M | Direct |
Footnotes
- Represents the sale of 18,064 shares in multiple transactions ranging in price from $68.00 to $68.225 per share, resulting in a weighted average sale price of $68.0377. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- 8,545 of the options vested on each of 3/2/2017 and 3/2/2018. 8,546 of the options will vest on 3/2/2019.
- 7,902 of the options vested on 3/3/2018. 7,902 of the options will vest on each of 3/3/2019 and 3/3/2020.
Billionaire Hedge Funds
