Filing Details

Accession Number:
0001615774-18-009063
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-31 20:50:11
Reporting Period:
2018-08-30
Accepted Time:
2018-08-31 20:50:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387156 Airxpanders Inc AXP Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 202555438
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509160 Vivo Ventures Fund Vii, L.p. 505 Hamilton Avenue, Suite 207
Palo Alto CA 94301
No No Yes No
1538309 Vivo Ventures Vii Affiliates Fund, L.p. 505 Hamilton Avenue, Suite 207
Palo Alto CA 94301
No No Yes No
1565020 Vivo Ventures Vii, Llc C/O Vivo Capital Llc
505 Hamilton Avenue, Suite 207
Palo Alto CA 94301
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-30 19,712,492 $0.17 36,195,409 No 4 P Indirect By Vivo Ventures Fund VII, L.P.
Common Stock Acquisiton 2018-08-30 429,631 $0.17 788,873 No 4 P Indirect By Vivo Ventures VII Affiliates Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Vivo Ventures Fund VII, L.P.
No 4 P Indirect By Vivo Ventures VII Affiliates Fund, L.P.
Footnotes
  1. Vivo Ventures VII, LLC is the general partner of each of Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P., the record holder of the securities, and disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  2. In addition, Albert Cha, Frank Kung, Edgar Engleman, Chen Yu and Shan Fu are managing members of Vivo Ventures VII, LLC and may be deemed to share voting and dispositive power over the securities held by Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. Each of these individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.