Filing Details
- Accession Number:
- 0001127602-18-026596
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-31 18:53:16
- Reporting Period:
- 2018-08-29
- Accepted Time:
- 2018-08-31 18:53:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1130144 | Sierra Bancorp | BSRR | State Commercial Banks (6022) | 330937517 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1349140 | J Kevin Mcphaill | 86 N. Main Street Porterville CA 93257 | President/Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-29 | 2,230 | $8.80 | 12,230 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-29 | 2,000 | $19.19 | 14,230 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-29 | 4,000 | $10.73 | 18,230 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-29 | 4,801 | $29.37 | 13,429 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2018-08-29 | 2,230 | $0.00 | 2,230 | $8.80 |
| Common Stock | Stock Options | Disposition | 2018-08-29 | 2,000 | $0.00 | 2,000 | $19.19 |
| Common Stock | Stock Options | Disposition | 2018-08-29 | 4,000 | $0.00 | 4,000 | $10.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-11-19 | 2019-11-19 | No | 4 | M | Direct |
| 0 | 2009-11-20 | 2018-11-20 | No | 4 | M | Direct |
| 0 | 2011-11-18 | 2020-11-18 | No | 4 | M | Direct |
Footnotes
- Represents date on which first installment of the reported option becomes exercisable. This option will become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.
- Represents date on which first installment of the reported option becomes exercisable. All options reported become cumulatively exercisable in installments of 20% per year commencing one year from the date of grant and ending five years before the expiration of the option.
- Options vesting at rate of 20% per year for 5 years. This option was not filed at the time of the grant.
- This option vests at a rate of 20% per year commencing on 11/18/2011 and will be fully vested on 11/18/2015. The form 4 filing concerning this option was inadvertently missed at the time of the grant.
Billionaire Hedge Funds
