Filing Details

Accession Number:
0001209191-18-049130
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-31 18:40:24
Reporting Period:
2018-08-31
Accepted Time:
2018-08-31 18:40:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071255 Golden Entertainment Inc. GDEN Services-Miscellaneous Amusement & Recreation (7990) 411913991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1677023 T Sean Higgins 6595 S. Jones Blvd.
Las Vegas NV 89118
Executive Vp And Clo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-31 17,188 $8.86 27,063 No 4 M Direct
Common Stock Disposition 2018-08-31 5,348 $28.47 21,715 No 4 F Direct
Common Stock Disposition 2018-08-31 11,840 $28.86 9,875 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-08-31 17,188 $0.00 17,188 $8.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
132,812 2026-03-27 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.82 to$28.99. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staffof the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price withinthe range set forth in this footnote (1) to Form 4.
  2. The options, representing a right to purchase a total of 150,000 shares of common stock, became exercisable 1/4 of the total number of shares on 03/28/17, and 1/48 of the total number of shares on the last day of each one-month period following 03/28/17.