Filing Details

Accession Number:
0001275158-18-000100
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-29 17:38:22
Reporting Period:
2018-08-27
Accepted Time:
2018-08-29 17:38:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1275158 Noodles & Co NDLS Retail-Eating Places (5812) 841303469
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1579519 James David Boennighausen 520 Zang Street, Suite D
Broomfield CO 80021
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-08-27 40,000 $8.67 118,261 No 4 M Direct
Class A Common Stock Disposition 2018-08-27 40,000 $11.52 78,261 No 4 S Direct
Class A Common Stock Disposition 2018-08-27 3,096 $11.52 75,165 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2018-08-27 40,000 $0.00 40,000 $8.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,333 2013-07-02 2020-12-27 No 4 M Direct
Footnotes
  1. These shares were sold in compliance with a trading plan adopted by the reporting person on 7/26/18, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
  2. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.45 to $11.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.