Filing Details

Accession Number:
0001104659-18-054173
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-29 17:22:18
Reporting Period:
2018-08-27
Accepted Time:
2018-08-29 17:22:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130598 Onconova Therapeutics Inc. ONTX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1290208 B Michael Hoffman 53 East 83 Street
New York NY 10028
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-08-27 20,000 $0.45 5,811,116 No 4 S Indirect By the Michael and Jane Hoffman 2018 Descendants Trust
Common Stock Disposition 2018-08-28 20,000 $0.44 5,791,116 No 4 S Indirect By the Michael and Jane Hoffman 2018 Descendants Trust
Common Stock Disposition 2018-08-28 30,000 $0.46 5,761,116 No 4 S Indirect By the Michael and Jane Hoffman 2018 Descendants Trust
Common Stock Disposition 2018-08-29 29,999 $0.45 5,731,117 No 4 S Indirect By the Michael and Jane Hoffman 2018 Descendants Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By the Michael and Jane Hoffman 2018 Descendants Trust
No 4 S Indirect By the Michael and Jane Hoffman 2018 Descendants Trust
No 4 S Indirect By the Michael and Jane Hoffman 2018 Descendants Trust
No 4 S Indirect By the Michael and Jane Hoffman 2018 Descendants Trust
Footnotes
  1. These shares are held for the benefit of the reporting person's descendants. The reporting person's spouse is a trustee of the trust. The reporting person is a general agent of the trust.
  2. Includes (i) 19,951 options to purchase shares of Common Stock of the Issuer, which are immediately exercisable or will be exercisable within 60 days of the date hereof; (ii) 5,700,836.738 shares of Common Stock held by the Michael and Jane Hoffman 2018 Descendants Trust, of which Mr. Hoffman is donor (which includes 2,211,765 shares of Common Stock issuable upon the exercise of warrants for 55,294.125 shares of Series B Preferred Stock that convert into shares of Common Stock and 396,633 shares of Common Stock issuable upon the exercise of warrants, all of which are immediately exercisable or exercisable within 60 days hereof); and (iii) 8,453 shares of Common Stock held by the Michael and Jane Hoffman 2013 Descendants Trust (Non-GST Exempt Trust), of which Mr. Hoffman is donor.