Filing Details
- Accession Number:
- 0001028734-18-000111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-23 19:17:20
- Reporting Period:
- 2018-07-20
- Accepted Time:
- 2018-08-23 19:17:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1028734 | Cobiz Financial Inc | COBZ | National Commercial Banks (6021) | 840826324 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1731418 | Jeremy Lindner | 1401 Lawrence St., Ste.1200 Denver CO 80202 | Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-31 | 106 | $17.64 | 16,527 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2018-06-30 | 103 | $19.33 | 16,630 | No | 5 | J | Direct | |
| Common Stock | Disposition | 2018-07-20 | 648 | $22.10 | 15,982 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2018-08-21 | 1,000 | $12.70 | 16,982 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-21 | 1,000 | $22.71 | 15,982 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-21 | 563 | $22.70 | 15,419 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-21 | 2,746 | $22.69 | 12,673 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 5 | J | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-08-21 | 1,000 | $0.00 | 1,000 | $12.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-07-20 | 2022-07-20 | No | 4 | M | Direct |
Footnotes
- Shares acquired throughout 2018 in an employee stock purchase plan.
- Disposition made pursuant to a net settlement whereby shares of stock were tendered to satisfy tax withholding obligations arising in conjunction with the vesting of previously issued restricted stock awards.
- Average sales price with a range of $22.7001 to $22.718.
- Average sales price with a range of $22.69 to $22.698.
Billionaire Hedge Funds
