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Filing Details

Accession Number:: 0000919574-18-005864
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-08-23 19:01:28
Reporting Period:: 2018-08-21

Accepted Time:: 2018-08-23 19:01:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1310067	Sears Holdings Corp	SHLD	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1214344	R Bruce Berkowitz	C/O Fairholme Capital Management, L.l.c. 4400 Biscayne Boulevard, 9Th Floor Miami FL 33137		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares, $.01 Par Value	Disposition	2018-08-21	80,000	$1.24	719,516	No	4	S	Direct
Common Shares, $.01 Par Value	Disposition	2018-08-21	30,500	$1.24	1,509,148	No	4	S	Indirect	See Footnote
Common Shares, $.01 Par Value	Disposition	2018-08-22	123,600	$1.19	1,385,548	No	4	S	Indirect	See Footnote
Common Shares, $.01 Par Value	Disposition	2018-08-23	1,200	$1.13	1,384,348	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $0.01	Warrants to Purchase Common Stock, par value $0.01	$25.69	2014-11-18	2019-12-15	0	1,144,629	Indirect
Common Stock, Par Value $0.01	Warrants to Purchase Common Stock, par value $0.01	$25.69	2014-11-18	2019-12-15	0	825,146	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-12-15	0	1,144,629	Indirect
2019-12-15	0	825,146	Direct

Footnotes

In contrast to previously filed Form 4s, this number reflects only the securities in which Mr. Bruce R. Berkowitz (the "Reporting Person") may be deemed to have a pecuniary interest and not the amount of securities he may be deemed to beneficially own. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The securities may be deemed to be beneficially owned by the Reporting Person because he controls the sole member of a registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate series of a registered investment company and managed accounts. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The securities were held in account(s) managed indirectly by the Reporting Person. The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein.