Filing Details

Accession Number:
0001001250-18-000064
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-23 18:16:40
Reporting Period:
2018-08-22
Accepted Time:
2018-08-23 18:16:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1034657 S Barry Sternlicht Starwood Capital Group
591 W. Putnam Ave.
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-08-22 10,000 $16.81 40,982 No 4 M Direct
Class A Common Stock Acquisiton 2018-08-22 4,462 $16.81 45,444 No 4 M Direct
Class A Common Stock Disposition 2018-08-22 10,000 $135.44 35,444 No 4 S Direct
Class A Common Stock Disposition 2018-08-22 4,462 $135.70 30,982 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (Right to Buy) Disposition 2018-08-22 10,000 $0.00 10,000 $16.81
Class A Common Stock Option (Right to Buy) Disposition 2018-08-22 4,462 $0.00 4,462 $16.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-11-07 2018-11-07 No 4 M Direct
0 2009-11-07 2018-11-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 12,000 Indirect 1999 Sternlicht Family Trust 1
Class A Common Stock 12,000 Indirect 1999 Sternlicht Family Trust 2
Class A Common Stock 12,000 Indirect 1999 Sternlicht Family Trust 3
Footnotes
  1. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  2. Sales prices range from $135.11 to $136.06 per share, inclusive.
  3. Sales price range from $135.28 to $136.11 per share, inclusive.
  4. The Reporting Person disclaims beneficial ownership of such shares to the extent he does not have a pecuniary interest in such shares.
  5. Stock Options granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
  6. Not applicable.