Filing Details
- Accession Number:
- 0001209191-18-048258
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-23 17:41:28
- Reporting Period:
- 2018-08-22
- Accepted Time:
- 2018-08-23 17:41:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1163165 | Conocophillips | COP | Petroleum Refining (2911) | 010562944 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1464560 | Michael Ryan Lance | Conocophillips 600 North Dairy Ashford Houston TX 77079 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-22 | 61,115 | $34.67 | 106,312 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-22 | 60,109 | $36.90 | 166,421 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-22 | 38,840 | $36.90 | 205,261 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-22 | 160,064 | $72.07 | 45,197 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-08-22 | 61,115 | $0.00 | 62,242 | $34.67 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-08-22 | 60,109 | $0.00 | 60,109 | $36.90 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-08-22 | 38,840 | $0.00 | 38,840 | $36.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-12 | No | 4 | M | Direct | |
| 38,840 | 2020-02-12 | No | 4 | M | Direct | |
| 0 | 2020-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 49,822 | Indirect | By Lance Family Trust |
| Common Stock | 12,678 | Indirect | By ConocoPhillips Savings Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.93 to $72.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.
- Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16a-3.
- In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.
- The stock options became exercisable in three equal annual installments beginning on 02/12/2010.
- The stock options became exercisable in two equal annual installments beginning on 02/12/2011.
- In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, restricted stock units that were not vested and were held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips restricted stock units, which will generally preserve the intrinsic value of each restricted stock unit grant to the fair market value of ConocoPhillips common stock on the distribution date.
- The stock options were exercisable on 02/12/2013.
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