Filing Details

Accession Number:
0001209191-18-048254
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-23 17:36:25
Reporting Period:
2018-08-22
Accepted Time:
2018-08-23 17:36:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1163165 Conocophillips COP Petroleum Refining (2911) 010562944
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1549509 Jr. E Don Wallette 600 N. Dairy Ashford Road
Houston TX 77079
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-22 28,121 $34.67 83,047 No 4 M Direct
Common Stock Acquisiton 2018-08-22 19,020 $36.90 102,067 No 4 M Direct
Common Stock Acquisiton 2018-08-22 12,291 $36.90 114,358 No 4 M Direct
Common Stock Disposition 2018-08-22 59,432 $71.87 54,926 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2018-08-22 28,121 $0.00 28,121 $34.67
Common Stock Stock Options (Right to Buy) Disposition 2018-08-22 19,020 $0.00 19,020 $36.90
Common Stock Stock Options (Right to Buy) Disposition 2018-08-22 12,291 $0.00 12,291 $36.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-12 No 4 M Direct
12,291 2020-02-12 No 4 M Direct
0 2020-02-12 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.72 to $72.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.
  2. In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.
  3. The stock options became exercisable in three equal annual installments beginning on 02/12/2010.
  4. The stock options became exercisable in two equal annual installments beginning on 02/12/2011.
  5. In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, restricted stock units that were not vested and were held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips restricted stock units, which will generally preserve the intrinsic value of each restricted stock unit grant to the fair market value of ConocoPhillips common stock on the distribution date.
  6. The options were exercisable on 02/12/2013.