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Filing Details

Accession Number:: 0001209191-18-048236
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2018-08-23 17:15:15
Reporting Period:: 2017-05-05

Accepted Time:: 2018-08-23 17:15:15
Original Submission Date:: 2017-05-09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
855612	Zix Corp	ZIXI	Services-Computer Processing & Data Preparation (7374)	752216818

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1277632	Richard Spurr	2711 North Haskell Avenue Suite 2200 Dallas TX 75204		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-05-05	60,000	$4.87	183,048	No	4	M	Direct
Common Stock	Disposition	2017-05-05	60,000	$5.51	123,048	No	4	S	Direct
Common Stock	Acquisiton	2017-05-08	61,582	$4.87	184,630	No	4	M	Direct
Common Stock	Disposition	2017-05-08	61,582	$5.54	123,048	No	4	S	Direct
Common Stock	Disposition	2017-05-08	29,463	$5.55	93,585	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Option	Disposition	2017-05-05	60,000	$0.00	60,000	$4.87
Common Stock	Common Stock Option	Disposition	2017-05-08	61,582	$0.00	61,582	$4.87

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
145,957		2017-12-19	No	4	M	Direct
84,375		2017-12-19	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.54, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.58, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.53 to $5.57, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Grant of 400,000 options on December 20, 2007 vested quarterly and pro-rata over three years. These options expire December 19, 2017.
This Form 4/A amends the Form 4 filed by the Reporting Person on May 9, 2017. The amount of securities directly beneficially owned by the Reporting Person has been historically reported incorrectly and the resulting amount of derivative securities beneficially owned following each of the transactions set forth in Table II should have been reported as set forth in column 9 of Table II of this Form 4/A.