Filing Details

Accession Number:
0001209191-18-048201
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-23 16:55:15
Reporting Period:
2018-08-22
Accepted Time:
2018-08-23 16:55:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1524025 Tilly's Inc. TLYS Retail-Apparel & Accessory Stores (5600) 452164791
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548775 Tilly Levine C/O Tilly'S, Inc.
10 Whatney
Irvine CA 92618
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-08-22 5,000 $0.00 5,000 No 4 C Indirect By Trust 1
Class A Common Stock Disposition 2018-08-22 5,000 $17.37 0 No 4 S Indirect By Trust 1
Class A Common Stock Acquisiton 2018-08-22 5,000 $0.00 5,000 No 4 C Indirect By Trust 2
Class A Common Stock Disposition 2018-08-22 5,000 $17.37 0 No 4 S Indirect By Trust 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Trust 1
No 4 S Indirect By Trust 1
No 4 C Indirect By Trust 2
No 4 S Indirect By Trust 2
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2018-08-22 5,000 $0.00 5,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-08-22 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
319,386 No 4 C Indirect
319,386 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 3,313,147 3,313,147 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
3,313,147 3,313,147 Direct
Footnotes
  1. Represents shares of Class A Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any.
  2. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the trust, of which the Reporting Person is trustee and an immediate family member is the beneficiary, on June 13, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.09 to $17.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.09 to $17.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock.
  6. Represents shares of Class B Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any.
  7. The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person.