Home > Insider Trading > Filing (0001127602-18-026102)

Filing Details

Accession Number:: 0001127602-18-026102
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-08-23 16:45:46
Reporting Period:: 2018-08-22

Accepted Time:: 2018-08-23 16:45:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91440	Snap-On Inc	SNA	Cutlery, Handtools & General Hardware (3420)	390622040

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1486096	John Aldo Pagliari	Snap-On Incorporated 2801 80Th Street Kenosha WI 53143	Sr Vp - Finance & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-08-22	6,480	$29.69	51,005	No	4	M	Direct
Common Stock	Disposition	2018-08-22	6,480	$177.89	44,525	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2018-08-22	6,480	$0.00	6,480	$29.69

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-02-11	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$41.01		2020-02-10	6,480	6,480	Direct
Common Stock	Stock Option (Right to Buy)	$58.94		2021-02-09	20,000	20,000	Direct
Common Stock	Stock Option (Right to Buy)	$60.00		2022-02-08	27,000	27,000	Direct
Common Stock	Stock Option (Right to Buy)	$79.04		2023-02-13	30,000	30,000	Direct
Common Stock	Stock Option (Right to Buy)	$109.43		2024-02-13	33,000	33,000	Direct
Common Stock	Stock Option (Right to Buy)	$144.69		2025-02-12	34,000	34,000	Direct
Common Stock	Stock Option (Right to Buy)	$138.03	2017-02-11	2026-02-11	35,000	35,000	Direct
Common Stock	Stock Option (Right to Buy)	$168.70	2018-02-09	2027-02-09	36,000	36,000	Direct
Common Stock	Stock Option (Right to Buy)	$161.18	2019-02-15	2028-02-15	26,052	26,052	Direct
Common Stock	Restricted Stock Units	$0.00			3,142	3,142	Direct
Common Stock	Restricted Stock Units	$0.00			985	985	Direct
Common Stock	Restricted Stock Units	$0.00			3,024	3,024	Direct
Common Stock	Performance Units	$0.00			2,704	2,704	Direct
Common Stock	Performance Units	$0.00			2,612	2,612	Direct
Common Stock	Performance Units	$0.00			3,024	3,024	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-02-10	6,480	6,480	Direct
2021-02-09	20,000	20,000	Direct
2022-02-08	27,000	27,000	Direct
2023-02-13	30,000	30,000	Direct
2024-02-13	33,000	33,000	Direct
2025-02-12	34,000	34,000	Direct
2026-02-11	35,000	35,000	Direct
2027-02-09	36,000	36,000	Direct
2028-02-15	26,052	26,052	Direct
	3,142	3,142	Direct
	985	985	Direct
	3,024	3,024	Direct
	2,704	2,704	Direct
	2,612	2,612	Direct
	3,024	3,024	Direct

Footnotes

Includes 23.5475 shares acquired under a dividend reinvestment plan.
This transaction was executed in multiple trades at prices ranging from $177.6917 to $178.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Option fully vested.
Exercise of Rule 16b-3 stock option.
Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
1 for 1.
The restricted stock units were earned based on Company performance during fiscal 2016. Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.
The restricted stock units were earned based on Company performance during fiscal 2017. Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.
The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2016-2018 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.