Filing Details

Accession Number:
0000899243-18-023098
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-22 21:00:32
Reporting Period:
2018-08-20
Accepted Time:
2018-08-22 21:00:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1627857 Sailpoint Technologies Holdings Inc. SAIL () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450701 Thoma Bravo, Llc C/o Thoma Bravo, Llc
150 N. Riverside Plaza, Suite 2800
Chicago IL 60606
No No Yes No
1606286 Thoma Bravo Fund Xi, L.p. C/o Thoma Bravo, Llc
150 N. Riverside Plaza, Suite 2800
Chicago IL 60606
No No Yes No
1606287 Thoma Bravo Fund Xi-A, L.p. C/o Thoma Bravo, Llc
150 N. Riverside Plaza, Suite 2800
Chicago IL 60606
No No Yes No
1606288 Thoma Bravo Executive Fund Xi, L.p. C/o Thoma Bravo, Llc
150 N. Riverside Plaza, Suite 2800
Chicago IL 60606
No No Yes No
1722232 Thoma Bravo Partners Xi, L.p. C/o Thoma Bravo, Llc
150 N. Riverside Plaza, Suite 2800
Chicago IL 60606
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-08-20 15,812,500 $27.26 9,816,143 No 4 S Indirect See footnote
Common Stock Disposition 2018-08-20 3,996,761 $0.00 5,819,382 No 4 J Indirect See footnote
Common Stock Acquisiton 2018-08-20 3,996,761 $0.00 8,205,934 No 4 J Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 J Indirect See footnote
No 4 J Indirect See footnote
Footnotes
  1. Consists of 9,826,954 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 5,739,150 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 246,396 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").
  2. Represents the offering price to the public of $28.25 per share, less the underwriters' discount of $0.990852 per share.
  3. Consists of 6,600,789 shares held directly by TB Fund XI, 3,078,190 shares held directly by TB Fund XI-A and 137,164 shares held directly by TB Exec Fund XI.
  4. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.
  5. Represents a distribution of 2,783,003 shares held directly by TB Fund XI, 1,160,848 shares held directly by TB Fund XI-A and 52,910 shares held directly by TB Exec Fund XI, in each case to TB Partners XI. The shares are subject to customary lock-up restrictions until 60 days from August 15, 2018.
  6. Consists of 3,817,786 shares held directly by TB Fund XI, 1,917,342 shares held directly by TB Fund XI-A and 84,254 shares held directly by TB Exec Fund XI.
  7. Consists of 8,205,934 shares held directly by TB Partners XI following the distributions described in footnote (5). TB, LLC is the general partner of TB Partners XI. By virtue of this relationship, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Partners XI. TB, LLC disclaims beneficial ownership of the shares owned by TB Partners XI except to the extent of its pecuniary interest therein.