Filing Details
- Accession Number:
- 0001606268-18-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-22 18:37:49
- Reporting Period:
- 2018-08-01
- Accepted Time:
- 2018-08-22 18:37:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1606268 | Spark Energy Inc. | SPKE | Electric & Other Services Combined (4931) | 465453215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1613697 | Gil Melman | 12140 Wickchester Lane Suite 100 Houston TX 77079 | Vice President General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2018-08-21 | 15,862 | $8.75 | 1,100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Acquisiton | 2018-08-01 | 20,000 | $0.00 | 20,000 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Acquisiton | 2018-08-01 | 35,000 | $0.00 | 35,000 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Acquisiton | 2018-08-01 | 30,000 | $0.00 | 30,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | No | 4 | A | Direct | ||
| 79,819 | No | 4 | A | Direct | ||
| 30,000 | No | 4 | A | Direct |
Footnotes
- Each Restricted Stock Unit ("RSU") represents the right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Spark Energy, Inc., cash or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.
- These RSUs will vest in full on May 18, 2019.
- These RSUs will vest ratably over 4 years commencing May 18, 2019.
- These RSUs vest upon certain conditions with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for the quarter ended June 30, 2018.
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