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Filing Details

Accession Number:
0001127602-18-026018
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-22 17:04:12
Reporting Period:
2018-08-20
Accepted Time:
2018-08-22 17:04:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122976 Polyone Corp POL Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 341730488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433828 M Robert Patterson Polyone Center
33587 Walker Road
Avon Lake OH 44012
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-20 30,500 $14.81 290,179 No 4 M Direct
Common Stock Disposition 2018-08-20 19,352 $43.16 270,827 No 4 D Direct
Common Stock Acquisiton 2018-08-20 48,800 $14.61 319,627 No 4 M Direct
Common Stock Disposition 2018-08-20 30,837 $43.16 288,790 No 4 D Direct
Common Stock Acquisiton 2018-08-20 30,700 $23.08 319,490 No 4 M Direct
Common Stock Disposition 2018-08-20 22,752 $43.16 296,738 No 4 D Direct
Common Stock Acquisiton 2018-08-20 20,500 $35.07 317,238 No 4 M Direct
Common Stock Disposition 2018-08-20 18,363 $43.16 298,875 No 4 D Direct
Common Stock Disposition 2018-08-21 20,000 $43.61 278,875 No 4 S Direct
Common Stock Disposition 2018-08-22 19,196 $43.30 259,679 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2018-08-20 30,500 $0.00 30,500 $14.81
Common Stock Stock Appreciation Rights Disposition 2018-08-20 48,800 $0.00 48,800 $14.61
Common Stock Stock Appreciation Rights Disposition 2018-08-20 30,700 $0.00 30,700 $23.08
Common Stock Stock Appreciation Rights Disposition 2018-08-20 20,500 $0.00 20,500 $35.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-16 No 4 M Direct
0 2022-02-14 No 4 M Direct
0 2023-02-15 No 4 M Direct
0 2024-02-11 No 4 M Direct
Footnotes
  1. Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed.
  2. The sale price is a weighted average for the sale transactions. The sales prices range from a low of $43.21 per share to a high of $43.89. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.
  3. The sale price is a weighted average for the sale transactions. The sales prices range from a low of $43.12 per share to a high of $43.52 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
  4. The stock appreciation rights vested in three equal annual installments beginning February 16, 2012.
  5. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share and no more than one-third of the grant can vest per year during the first three years.
  6. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.
  7. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $35.07 per share and no more than one-third of the grant can vest per year during the first three years.