Filing Details

Accession Number:
0000899243-18-023026
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-22 16:30:50
Reporting Period:
2018-08-20
Accepted Time:
2018-08-22 16:30:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
862692 Cryo Cell International Inc CCEL Services-Misc Health & Allied Services, Nec (8090) 223023093
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529399 George Gaines 700 Brooker Creek Blvd., Suite 1800
Oldsmar FL 34677
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-20 400 $8.00 1,050,400 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Acquisiton 2017-07-18 7,500 $7.00 7,500 $7.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,500 2017-07-18 2027-07-18 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $2.80 2011-08-30 2021-08-30 20,000 20,000 Direct
Common Stock Stock Options $2.04 2012-07-10 2022-07-10 7,500 7,500 Direct
Common Stock Stock Options $1.95 2013-07-19 2023-07-19 7,500 7,500 Direct
Common Stock Stock Options $2.40 2014-07-22 2024-07-22 7,500 7,500 Direct
Common Stock Stock Options $3.08 2015-07-09 2025-07-09 7,500 7,500 Direct
Common Stock Stock Options $3.50 2016-07-06 2026-07-06 7,500 7,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-08-30 20,000 20,000 Direct
2022-07-10 7,500 7,500 Direct
2023-07-19 7,500 7,500 Direct
2024-07-22 7,500 7,500 Direct
2025-07-09 7,500 7,500 Direct
2026-07-06 7,500 7,500 Direct
Footnotes
  1. Stock options vest at a rate of 1/3 per year commencing on August 30, 2011.
  2. Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.
  3. Stock options vest at a rate of 1/3 per month commencing on July 19, 2013.
  4. Stock options vest at a rate of 1/12 per month commencing on July 22, 2014.
  5. Stock options vest at a rate of 1/12 per month commencing on July 9, 2015.
  6. Stock options vest at a rate of 1/12 per month commencing on July 6, 2016.
  7. Stock options vest at a rate of 1/12 per month commencing on July 18, 2017.