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Filing Details

Accession Number:
0001162956-18-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-21 20:57:57
Reporting Period:
2018-08-14
Accepted Time:
2018-08-21 20:57:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
926617 Vermillion Inc. VRML In Vitro & In Vivo Diagnostic Substances (2835) 330595156
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1162956 T James Lafrance C/o Vermillion, Inc.
12117 Bee Caves Rd, Bldg 3 Ste 100
Austin TX 78738
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-08-14 2,573 $0.51 318,845 No 4 S Direct
Common Stock Disposition 2018-08-15 10,427 $0.49 301,418 No 4 S Direct
Common Stock Disposition 2018-08-17 7,500 $0.51 300,918 No 4 S Direct
Common Stock Disposition 2018-08-20 2,900 $0.54 298,018 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The sale reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.5150 to $0.5156 per share. The reporting person undertakes to provide to Vermillion, any security holder of Vermillion or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  3. The sale reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4710 to $0.5150 per share. The reporting person undertakes to provide to Vermillion, any security holder of Vermillion or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  4. The sale reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.5059 to $0.5150 per share. The reporting person undertakes to provide to Vermillion, any security holder of Vermillion or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  5. The sale reported in column 4 is a weighted average price. The shares were sold in multiple transactions at $0.5375 per share. The reporting person undertakes to provide to Vermillion, any security holder of Vermillion or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.