Filing Details

Accession Number:
0000899243-18-022915
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-21 19:58:32
Reporting Period:
2017-11-13
Accepted Time:
2018-08-21 19:58:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1082506 Great Elm Capital Group Inc. GEC Services-Prepackaged Software (7372) 943219054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1719963 S Thomas Harbin C/O Great Elm Capital Group, Inc.
800 South Street, Suite 230
Waltham MA 02453
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-13 7,000 $3.60 24,931 No 4 P Direct
Common Stock Acquisiton 2017-12-15 1,281 $4.15 26,212 No 4 P Direct
Common Stock Acquisiton 2018-01-08 2,000 $3.74 28,212 No 4 P Direct
Common Stock Acquisiton 2018-06-22 4,000 $3.69 32,212 No 4 P Direct
Common Stock Acquisiton 2018-07-11 7,000 $3.34 39,212 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct