Filing Details

Accession Number:
0001437749-18-015985
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-21 19:50:54
Reporting Period:
2018-08-17
Accepted Time:
2018-08-21 19:50:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
861842 Cathay General Bancorp CATY State Commercial Banks (6022) 954274680
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185633 M Anthony Tang 777 North Broadway
Los Angeles CA 90012
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-08-17 9,781 $42.50 268,225 No 4 S Direct
Common Stock Disposition 2018-08-20 219 $42.50 268,006 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 288,970 Indirect By spouse
Common Stock 97,707 Indirect By ESOP
Common Stock 300,000 Indirect YFO Investments, spouse is a beneficiary
Footnotes
  1. Includes 3,170.965 shares acquired through dividend reinvestment year-to-date
  2. Includes 1,091.179 shares acquired through dividend reinvestment year-to-date