Filing Details
- Accession Number:
- 0001187006-18-000012
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-08-21 17:26:06
- Reporting Period:
- 2018-08-03
- Accepted Time:
- 2018-08-21 17:26:06
- Original Submission Date:
- 2018-08-07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1471265 | Northwest Bancshares Inc. | NWBI | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187006 | J William Wagner | 100 Liberty Street Warren PA 16365 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | Disposition | 2018-08-03 | 22,844 | $17.89 | 0 | No | 4 | I | Indirect | 401-K |
| Northwest Bancshares, Inc. Common Stock | Acquisiton | 2018-08-03 | 9,204 | $7.48 | 272,672 | No | 4 | M | Direct | |
| Northwest Bancshares, Inc. Common Stock | Acquisiton | 2018-08-03 | 11,884 | $9.79 | 284,556 | No | 4 | M | Direct | |
| Northwest Bancshares, Inc. Common Stock | Disposition | 2018-08-03 | 10,329 | $17.93 | 274,227 | No | 4 | F | Direct | |
| Northwest Bancshares, Inc. Common Stock | Disposition | 2018-08-06 | 25,108 | $17.84 | 249,119 | No | 4 | S | Direct | |
| Northwest Bancshares, Inc. Common Stock | Disposition | 2018-08-06 | 10,625 | $17.81 | 238,494 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | I | Indirect | 401-K |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-08-03 | 9,204 | $0.00 | 9,204 | $7.48 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-08-03 | 11,884 | $0.00 | 11,884 | $9.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-02-18 | 2019-02-18 | No | 4 | M | Direct |
| 0 | 2009-11-19 | 2018-11-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Northwest Bancshares, Inc. Common Stock | 170,992 | Indirect | Wife |
| Northwest Bancshares, Inc. Common Stock | 4,762 | Indirect | IRA |
| Northwest Bancshares, Inc. Common Stock | 5,840 | Indirect | Wife's IRA |
| Northwest Bancshares, Inc. Common Stock | 3,407 | Indirect | Trust For Son |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Average price of 14 lots with a high of $17.87 and a low of $17.77.
- Average price of 10 lots with a high of $17.835 and a low of $17.80.
- Number of shares to cover option cost decreased as insider paid the taxes in cash instead of with shares.
Billionaire Hedge Funds
