Home > Insider Trading > Filing (0001683168-18-002457)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1731176	Tottenham Acquisition I Ltd	TOTAU	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1619985	Man Kon Jason Wong	C/O Tottenham Acquisition I Limited Unit B, 11F, On Hing Building Central, Hong Kong K3 00000		No	No	Yes	No
1749024	Ltd Investment Norwich	C/O Tottenham Acquisition I Limited Unit B, 11F, On Hing Building Central, Hong Kong K3 00000		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Acquisiton	2018-08-06	15,000	$0.00	1,230,000	No	4	P	Indirect	See note

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See note

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Ordinary Shares	Warrants to purchase Ordinary Shares	Acquisiton	2018-08-06	15,000	$0.00	7,500	$11.50
Ordinary Shares	Rights to acquire Ordinary Shares	Acquisiton	2018-08-06	15,000	$0.00	1,500	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
107,500			No	4	P	Indirect
21,500			No	4	P	Indirect

Footnotes

The reporting person acquired 15,000 units consisting of ordinary shares ,warrants and rights at a purchase price of $10.00 per share.
The securities reported herein are held by Norwich Investments Limited and may be deemed to be indirectly beneficially owned by Jason Wong. Mr. Wong disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
The rights convert automatically into ordinary shares at the completion of the registrant's initial business combination.