Filing Details
- Accession Number:
- 0001567619-18-001507
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-20 20:51:05
- Reporting Period:
- 2018-08-16
- Accepted Time:
- 2018-08-20 20:51:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1200375 | Codexis Inc | CDXS | Industrial Organic Chemicals (2860) | 710872999 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1309988 | Y Patrick Yang | C/O Codexis, Inc. 200 Penobscot Drive Redwood City CA 94063 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-08-16 | 150,340 | $14.45 | 0 | No | 4 | S | Indirect | By Patrick & Shu-O Yang TTEES |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Patrick & Shu-O Yang TTEES |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 153,817 | Direct |
Footnotes
- The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The common stock was valued at $14.45 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.
- Shares in Column 5 reflect the Reporting Person's prior transfer of shares into his family trust.
Billionaire Hedge Funds
