Filing Details

Accession Number:
0001209191-18-047647
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-20 17:54:27
Reporting Period:
2018-08-16
Accepted Time:
2018-08-20 17:54:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1644675 Mimecast Ltd MIME () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267550 Jr J John Walsh C/O Mimecast North America, Inc.
191 Spring Street
Lexington MA 02421
Sr. Vice President,Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-08-16 6,118 $24.45 6,321 No 4 M Direct
Ordinary Shares Disposition 2018-08-16 6,118 $38.50 203 No 4 S Direct
Ordinary Shares Acquisiton 2018-08-20 3,882 $24.45 4,085 No 4 M Direct
Ordinary Shares Disposition 2018-08-20 3,882 $38.50 203 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Share Option (Right to Buy) Disposition 2018-08-16 6,118 $0.00 6,118 $24.45
Ordinary Shares Share Option (Right to Buy) Disposition 2018-08-20 3,882 $0.00 3,882 $24.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
193,882 2027-05-01 No 4 M Direct
190,000 2027-05-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Share Units 3,300 Direct
Restricted Share Units 1,700 Direct
Footnotes
  1. Includes 203 Ordinary Shares issued to the Reporting Person on June 29, 2018 under the Mimecast Limited 2015 Employee Share Purchase Plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 - $38.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares.
  4. These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vest on April 2, 2019 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date.
  5. These restricted share units were granted on June 1, 2018. Twenty-five percent (25%) of the units vest on June 1, 2019 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date.
  6. This option was granted on May 1, 2017. Twenty-five percent (25%) of the shares vested on May 1, 2018 and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date.