Filing Details

Accession Number:
0001179110-18-010719
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-20 17:49:22
Reporting Period:
2018-08-16
Accepted Time:
2018-08-20 17:49:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1132105 Sportsman's Warehouse Holdings Inc. SPWH Retail-Miscellaneous Shopping Goods Stores (5940) 391795614
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1355140 P L Iii Partners Equity Seidler 4640 Admiralty Way, Suite 1200
Marina Del Rey CA 90292
Yes No No No
1604933 Seidler Kutsenda Management Company, Llc 4640 Admiralty Way, Suite 1200
Marina Del Rey CA 90292
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-08-16 20,000 $5.20 620,000 No 4 S Indirect See footnote 3 and 4
Common Stock Disposition 2018-08-17 20,000 $5.26 600,000 No 4 S Indirect See footnote 3 and 4
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote 3 and 4
No 4 S Indirect See footnote 3 and 4
Footnotes
  1. Includes 18,672 shares of the Issuer's common stock sold by Seidler Equity Partners III, L.P. ("SEP III") and 1,328 shares of the Issuer's common stock sold by SK Capital Holdings. L.P. ("SK Capital"). The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.215, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. SEM III, LLC ("SEM III") is the general partner of SEP III and Omnibus GP, LLC ("Omnibus GP") is the general partner of SK Capital. In addition, Seidler Kutsenda Management Company, LLC ("SKMC") serves as the investment manager of SEP III. SEM III and Omnibus GP, as the general partners of SEP III and SK Capital, respectively, have ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital, respectively. SEM III and SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own the common stock held by SEP III, and Omnibus GP may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own the common stock held by SK Capital. SEM III, Omnibus GP and SKMC disclaim beneficial ownership of the shares of common stock held by SEP III and SK Capital, as applicable, except to the extent of their indirect...
  4. ..pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the issuer's Board of Directors since August 2009, is an officer of SK Capital and SEM III.
  5. Includes 18,672 shares of the Issuer's common stock sold by SEP III and 1,328 shares of the Issuer's common stock sold by SK Capital Holdings. L.P. ("SK Capital"). The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.28, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.