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Filing Details

Accession Number:: 0000899243-18-022804
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-08-20 16:22:32
Reporting Period:: 2018-08-16

Accepted Time:: 2018-08-20 16:22:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1505155	Upland Software Inc.	UPLD	Communications Equipment, Nec (3669)	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1137204	Epm Live, Inc.	401 Congress Ave., Suite 2650 Austin TX 78701	No	No	No	Yes
1295389	Joseph Liemandt	401 Congress Avenue, Suite 2650 Austin TX 78701	No	No	Yes	No
1477025	Esw Capital, Llc	401 Congress Avenue, Suite 2650 Austin TX 78701	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-08-16	45,377	$35.44	899,522	No	4	S	Direct
Common Stock	Disposition	2018-08-16	25,469	$36.03	874,053	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,677,627	Indirect	See Footnote

Footnotes

Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.90 to $35.80. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any.
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $35.95 to $36.40. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
These shares include 1,803,574 shares directly held by Acorn Performance Group, Inc. ("Acorn") and the 874,053 shares directly held by EPM reported in footnote 2 above. Acorn and EPM are controlled subsidiaries of ESW. Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any.