Filing Details
- Accession Number:
- 0001127602-18-025766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-20 13:16:37
- Reporting Period:
- 2018-08-16
- Accepted Time:
- 2018-08-20 13:16:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1384977 | Jr J Gerald Klein | Tompkins Financial Corporation P.o. Box 460 Ithaca NY 14851 | Evp Pres&Ceo Mahopac Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-08-16 | 175 | $0.00 | 24,740 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2018-08-17 | 750 | $86.51 | 23,990 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,330 | Indirect | by 401K/ISOP |
| Common Stock | 3,610 | Indirect | by ESOP |
Footnotes
- Bona fide gift to charitable gift account
Billionaire Hedge Funds
