Filing Details

Accession Number:
0001567619-18-001409
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-17 18:47:21
Reporting Period:
2018-08-15
Accepted Time:
2018-08-17 18:47:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512499 Lindblad Expeditions Holdings Inc. LIND Transportation Services (4700) 274749725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1639447 Trey Byus 96 Morton Street
New York NY 10014
Chief Expedition Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-08-15 10,000 $14.11 416,607 No 4 S Direct
Common Stock Disposition 2018-08-16 20,000 $14.43 396,607 No 4 S Direct
Common Stock Disposition 2018-08-17 10,000 $14.55 386,607 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 13,389 13,389 Direct
Common Stock Restricted Stock Units $0.00 10,231 10,231 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
13,389 13,389 Direct
10,231 10,231 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.05 to $14.17, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.2601 to $14.6150, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.50 to $14.6801, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  4. Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.
  5. The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.
  6. The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company.