Filing Details
- Accession Number:
- 0001463172-18-000167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-17 17:02:46
- Reporting Period:
- 2018-08-15
- Accepted Time:
- 2018-08-17 17:02:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1463172 | Zendesk Inc. | ZEN | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601008 | John Geschke | 1019 Market Street San Francisco CA 94103 | Clo And Svp Administration | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-15 | 236 | $0.00 | 17,119 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-15 | 118 | $63.78 | 17,001 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-08-15 | 196 | $0.00 | 17,197 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-15 | 98 | $63.78 | 17,099 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-08-15 | 200 | $0.00 | 17,299 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-15 | 100 | $63.78 | 17,199 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-08-15 | 385 | $0.00 | 17,584 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-15 | 191 | $63.78 | 17,393 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-08-15 | 75 | $0.00 | 17,468 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-15 | 38 | $63.78 | 17,430 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-08-15 | 2,666 | $6.24 | 20,096 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-15 | 5,000 | $9.52 | 25,096 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-15 | 5,100 | $61.73 | 19,996 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-15 | 2,066 | $62.32 | 17,930 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-15 | 500 | $63.28 | 17,430 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2018-08-15 | 236 | $0.00 | 236 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2018-08-15 | 196 | $0.00 | 196 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2018-08-15 | 200 | $0.00 | 200 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2018-08-15 | 385 | $0.00 | 385 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2018-08-15 | 75 | $0.00 | 75 | $0.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-08-15 | 2,666 | $0.00 | 2,666 | $6.24 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-08-15 | 5,000 | $0.00 | 5,000 | $9.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,413 | 2022-02-05 | No | 4 | M | Direct | |
| 4,113 | 2023-05-06 | No | 4 | M | Direct | |
| 6,601 | 2024-05-09 | No | 4 | M | Direct | |
| 15,803 | 2025-02-08 | No | 4 | M | Direct | |
| 376 | 2025-02-08 | No | 4 | M | Direct | |
| 0 | 2023-05-03 | No | 4 | M | Direct | |
| 59,500 | 2024-02-13 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- Represents the number of shares withheld by the Issuer in satisfaction of tax withholding obligations in connection with the vesting of the restricted stock units listed in Table II. Such withholding is mandated by an election of the Issuer made in advance and does not represent a discretionary trade by the Reporting Person.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by John Geschke on May 7, 2018.
- This sale price represents the weighted average sale price of the shares sold ranging from $61.00 to $61.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This sale price represents the weighted average sale price of the shares sold ranging from $62.00 to $62.98 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This sale price represents the weighted average sale price of the shares sold ranging from $63.15 to $63.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- 1/48th of the shares issuable pursuant to the restricted stock units shall vest monthly after the vesting commencement date of February 15, 2015, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events.
- 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of May 15, 2016, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events.
- 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of May 15, 2017, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events.
- 1/48th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of January 15, 2018, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events.
- 1/12th of the shares issuable pursuant to the restricted stock units shall vest each month after the vesting commencement date of January 15, 2018, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events.
- The option is early exercisable. 1/48th of the shares vest monthly after the vesting commencement date of April 23, 2013, subject to cliff vesting for all months prior to July 9, 2013 and to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events.
- The option is early exercisable. 1/60th of the shares vest monthly after the vesting commencement date of February 13, 2014, subject to the Reporting Person's continuous service to the Issuer on each such date. Unvested shares are subject to acceleration upon the occurrence of certain events.
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