Filing Details
- Accession Number:
- 0001179110-18-010667
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-17 15:59:24
- Reporting Period:
- 2018-08-15
- Accepted Time:
- 2018-08-17 15:59:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908315 | Winmark Corp | WINA | Retail-Miscellaneous Retail (5900) | 411622691 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346749 | C Steven Zola | 605 Hwy 169 N Suite 400 Minneapolis MN 55441 | President, Winmark Capital | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-15 | 4,000 | $12.75 | 6,003 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-15 | 2,524 | $147.50 | 3,479 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-16 | 1,786 | $12.75 | 5,265 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-16 | 2,306 | $13.01 | 7,571 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-16 | 3,500 | $148.48 | 4,071 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-17 | 1,500 | $13.01 | 5,571 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-17 | 1,230 | $148.47 | 4,341 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-07-13 | 600 | $0.00 | 57,636 | No | 5 | G | Indirect | by Zola Livng Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | by Zola Livng Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-08-15 | 5,786 | $12.75 | 5,786 | $12.75 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-08-16 | 3,806 | $13.01 | 7,306 | $13.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-12-11 | 2018-12-11 | No | 4 | M | Direct |
| 3,500 | 2010-06-01 | 2019-06-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 800 | Indirect | Child 1 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $22.15 | 2010-12-10 | 2019-12-10 | 7,500 | 7,500 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $31.19 | 2011-06-01 | 2020-06-01 | 7,113 | 7,113 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $32.92 | 2011-12-14 | 2020-12-14 | 8,581 | 8,581 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $37.76 | 2012-06-01 | 2021-06-01 | 6,937 | 6,937 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $53.34 | 2012-12-08 | 2021-12-08 | 9,013 | 9,013 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $51.17 | 2013-06-01 | 2022-06-01 | 7,296 | 7,296 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $55.72 | 2013-12-13 | 2022-12-13 | 9,250 | 9,250 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $59.77 | 2014-06-01 | 2023-06-01 | 7,577 | 7,577 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $82.72 | 2014-12-16 | 2023-12-16 | 9,250 | 9,250 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $66.29 | 2015-06-01 | 2024-06-01 | 8,500 | 8,500 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $80.32 | 2015-12-15 | 2024-12-15 | 8,500 | 8,500 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $91.93 | 2016-06-01 | 2025-06-01 | 6,800 | 6,800 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $90.99 | 2016-12-14 | 2025-12-14 | 6,800 | 6,800 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $98.25 | 2017-06-01 | 2026-06-01 | 5,000 | 5,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $125.50 | 2017-12-12 | 2026-12-12 | 5,000 | 5,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $122.50 | 2018-06-01 | 2027-06-01 | 5,000 | 5,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $134.25 | 2018-12-11 | 2027-12-11 | 5,000 | 5,000 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $143.20 | 2019-06-01 | 2028-06-01 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-12-10 | 7,500 | 7,500 | Direct |
| 2020-06-01 | 7,113 | 7,113 | Direct |
| 2020-12-14 | 8,581 | 8,581 | Direct |
| 2021-06-01 | 6,937 | 6,937 | Direct |
| 2021-12-08 | 9,013 | 9,013 | Direct |
| 2022-06-01 | 7,296 | 7,296 | Direct |
| 2022-12-13 | 9,250 | 9,250 | Direct |
| 2023-06-01 | 7,577 | 7,577 | Direct |
| 2023-12-16 | 9,250 | 9,250 | Direct |
| 2024-06-01 | 8,500 | 8,500 | Direct |
| 2024-12-15 | 8,500 | 8,500 | Direct |
| 2025-06-01 | 6,800 | 6,800 | Direct |
| 2025-12-14 | 6,800 | 6,800 | Direct |
| 2026-06-01 | 5,000 | 5,000 | Direct |
| 2026-12-12 | 5,000 | 5,000 | Direct |
| 2027-06-01 | 5,000 | 5,000 | Direct |
| 2027-12-11 | 5,000 | 5,000 | Direct |
| 2028-06-01 | 5,000 | 5,000 | Direct |
Footnotes
- 25% per year for 4 years
- 3,500 shares sold at an average price of $148.48, with a range of $148.00 to $149.00, to cover payment of a portion of the taxes due on option exercise included on this Form 4.
- 4,000 shares exercised on 8/15/18 and 1,786 shares exercised on 8/16/18 as noted in Table 1.
- 2,306 shares exercised on 8/16/18 and 1,500 shares exercised on 8/17/18 as noted in Table 1.
- 1,230 shares sold at an average price of $148.47, with a range of $148.00 to $148.55, to cover payment of a portion of the taxes due on option exercise included on this Form 4.
Billionaire Hedge Funds
