Filing Details

Accession Number:
0001639691-18-000087
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-17 14:17:27
Reporting Period:
2018-08-15
Accepted Time:
2018-08-17 14:17:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1639691 Livanova Plc LIVN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1445438 John Douglas Manko 20 Eastbourne Terrace
London X0 W2 6LG
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-08-15 4,300 $61.00 5,728 No 4 M Direct
Ordinary Shares Disposition 2018-08-15 2,160 $121.48 3,568 No 4 F Direct
Ordinary Shares Disposition 2018-08-15 522 $121.48 3,046 No 4 F Direct
Ordinary Shares Disposition 2018-08-15 2,058 $121.61 988 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Appreciation Rights Disposition 2018-08-15 4,300 $0.00 4,300 $61.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,462 No 4 M Direct
Footnotes
  1. The referenced shares were withheld from distribution at the request of reporting person to pay option exercise price.
  2. The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
  3. Represents weighted average selling price. Securities sold through 3 separate sales on the transaction date at prices ranging from $121.4769 to $121.6483. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.
  4. Reporting person was granted an award of stock appreciation rights ("SARs"), subject to the terms and conditions of the LivaNova PLC 2015 Incentive Award Plan (the "Plan") and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of the grant date, August 5, 2016.