Filing Details
- Accession Number:
- 0001127602-11-006733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-22 15:57:02
- Reporting Period:
- 2011-02-17
- Filing Date:
- 2011-02-22
- Accepted Time:
- 2011-02-22 15:57:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1049502 | Mks Instruments Inc | MKSI | Industrial Instruments For Measurement, Display, And Control (3823) | 042277512 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202768 | Alexander John Smith | 2 Tech Drive Andover MA 01810 | Group Vp, Asg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-17 | 24,000 | $27.11 | 24,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-17 | 24,000 | $30.45 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2011-02-17 | 83 | $0.00 | 0 | $0.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-17 | 24,000 | $0.00 | 24,000 | $27.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,341 | No | 4 | J | Direct | ||
| 0 | 2004-11-11 | 2013-11-13 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
- This transaction reflects the forfeiture of RSUs due to performance criteria.
- These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
Billionaire Hedge Funds
