Filing Details

Accession Number:
0001633978-18-000074
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-16 20:41:22
Reporting Period:
2018-08-15
Accepted Time:
2018-08-16 20:41:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232019 Penny Herscher 400 North Mccarthy Blvd
Milpitas CA 95035
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-15 3,282 $0.00 37,253 No 4 M Direct
Common Stock Disposition 2018-08-15 1,213 $58.78 36,040 No 4 S Direct
Common Stock Disposition 2018-08-15 100 $59.70 35,940 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-08-15 3,282 $0.00 3,282 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-08-15 No 4 M Direct
Footnotes
  1. Shares sold under a 10B5-1 Trading Plan.
  2. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.50 to $59.00. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Restricted Stock Units have no expiration date.