Filing Details
- Accession Number:
- 0001547903-18-000109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-16 19:08:38
- Reporting Period:
- 2018-08-14
- Accepted Time:
- 2018-08-16 19:08:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547903 | Nmi Holdings Inc. | NMIH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422024 | J William Leatherberry | C/O Nmi Holdings, Inc. 2100 Powell St. Emeryville CA 94608 | Evp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2018-08-14 | 10,000 | $9.45 | 157,374 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-08-14 | 10,000 | $21.58 | 147,374 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2018-08-14 | 14,272 | $9.45 | 161,646 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-08-14 | 14,272 | $21.80 | 147,374 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2018-08-15 | 628 | $9.45 | 148,002 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-08-15 | 628 | $21.95 | 147,374 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2018-08-15 | 700 | $8.50 | 148,074 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-08-15 | 700 | $22.00 | 147,374 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2018-08-16 | 100 | $9.45 | 147,474 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-08-16 | 100 | $21.90 | 147,374 | No | 4 | S | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2018-08-16 | 19,300 | $8.50 | 166,674 | No | 4 | M | Direct | |
| Class A Common Shares, $0.01 Par Value Per Share | Disposition | 2018-08-16 | 19,300 | $21.90 | 147,374 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2018-08-14 | 10,000 | $0.00 | 10,000 | $9.45 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2018-08-14 | 14,272 | $0.00 | 14,272 | $9.45 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2018-08-15 | 628 | $0.00 | 628 | $9.45 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2018-08-15 | 700 | $0.00 | 700 | $8.50 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2018-08-16 | 100 | $0.00 | 100 | $9.45 |
| Class A Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2018-08-16 | 19,300 | $0.00 | 19,300 | $8.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 48,850 | 2024-09-10 | No | 4 | M | Direct | |
| 34,578 | 2024-09-10 | No | 4 | M | Direct | |
| 33,950 | 2024-09-10 | No | 4 | M | Direct | |
| 94,500 | 2025-02-12 | No | 4 | M | Direct | |
| 33,850 | 2024-09-10 | No | 4 | M | Direct | |
| 75,200 | 2025-02-12 | No | 4 | M | Direct |
Footnotes
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $21.5801. The range of sale prices on the transaction date was $21.55 to $21.75. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of 21.80. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $21.95. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $22.00. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $21.9038. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction.
- The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $21.9038. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction.
- Represents 86,886 class A common shares and 60,488 unvested restricted stock units.
- The stock option award vested in full on September 10, 2017.
- The stock option award vested in full on February 12, 2018.
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