Filing Details

Accession Number:
0001567619-18-001301
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-16 16:49:54
Reporting Period:
2018-08-14
Accepted Time:
2018-08-16 16:49:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1290677 Turning Point Brands Inc. TPB Tobacco Products (2100) 133961898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1673345 Jr. F. Thomas Helms Turning Point Brands, Inc.
5201 Interchange Way
Louisville KY 40229
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-08-14 850 $33.41 1,650 No 4 S Direct
Common Stock Disposition 2018-08-15 1,450 $32.53 200 No 4 S Direct
Common Stock Disposition 2018-08-15 200 $33.45 0 No 4 S Direct
Common Stock Disposition 2018-08-15 5,000 $31.82 435,062 No 4 S Indirect By Helms Management Corp.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Helms Management Corp.
Footnotes
  1. The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.
  2. Weighted average sale price. On 8/14/2018, the reporting person sold the shares within a range of $33.35 to $33.50. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Weighted average sale price. On 8/15/2018, the reporting person sold the shares within a range of $32.33 to $33.27. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Weighted average sale price. On 8/15/2018, the reporting person sold the shares within a range of $33.40 to $33.49. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Weighted average sale price. On 8/15/2018, the reporting person sold the shares within a range of $31.70 to $32.02. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.