Filing Details

Accession Number:
0001568214-18-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-16 16:40:38
Reporting Period:
2018-08-14
Accepted Time:
2018-08-16 16:40:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
712771 Connectone Bancorp Inc. CNOB State Commercial Banks (6022) 521273725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1089892 William Thompson C/o Connectone Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs NJ 07632
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-08-14 1,325 $25.15 71,368 No 4 S Direct
Common Stock Acquisiton 2018-08-14 3,473 $7.67 74,841 No 4 M Direct
Common Stock Acquisiton 2018-08-14 473 $12.52 75,314 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2018-08-14 3,473 $0.00 3,473 $7.67
Common Stock Stock Option Disposition 2018-08-14 473 $0.00 473 $12.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-01 No 4 M Direct
3,000 2023-03-01 No 4 M Direct
Footnotes
  1. The proceeds of the sale reported on this Form 4 were used by Mr. Thompson to fund the exercise of the stock options. Also includes 99.8296 shares acquired through the Company's Dividend Reimbursement & Optional Cash Purchase Plan.
  2. The option became exercisable in four equal annual installments on March 1, 2010, 2011, 2012, and 2013.
  3. The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017.