Filing Details

Accession Number:
0000950138-18-000508
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-16 16:25:49
Reporting Period:
2018-08-14
Accepted Time:
2018-08-16 16:25:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
32604 Emerson Electric Co EMR Electronic & Other Electrical Equipment (No Computer Equip) (3600) 430259330
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1470848 J Frank Dellaquila C/o Emerson Electric Co.
8000 W. Florissant Avenue
St. Louis MO 63136
Senior Exec. Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-14 15,000 $30.03 201,643 No 4 M Direct
Common Stock Disposition 2018-08-14 2,708 $73.84 198,935 No 4 F Direct
Common Stock Disposition 2018-08-14 1,502 $73.84 197,433 No 4 F Direct
Common Stock Acquisiton 2018-08-14 48,437 $53.31 245,870 No 4 M Direct
Common Stock Disposition 2018-08-14 1,353 $73.84 244,517 No 4 F Direct
Common Stock Disposition 2018-08-14 5,870 $73.84 238,647 No 4 F Direct
Common Stock Disposition 2018-08-14 47,530 $73.91 191,117 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-08-14 15,000 $0.00 15,000 $30.03
Common Stock Employee Stock Option (Right to Buy) Disposition 2018-08-14 48,437 $0.00 48,437 $53.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-19 2019-02-19 No 4 M Direct
46,563 2011-10-04 2020-10-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,442 Indirect Spouse
Common Stock 242 Indirect 401(k) plan
Common Stock 1,148 Indirect 401(k) excess plan
Common Stock 56,486 Indirect FJD 2012 Gift Trust
Common Stock 75,315 Indirect SRD 2012 Gift Trust
Footnotes
  1. Exercise of 8,340 non-qualified stock options and 6,660 incentive stock options exempt under Rule 16b-3.
  2. Payment of option exercise price by delivering securities.
  3. Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
  4. Exercise of 46,562 non-qualified stock options and 1,875 incentive stock options exempt under Rule 16b-3.
  5. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.66 to $74.08. The reporting person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  6. Grantor trust for the Reporting Person with the Reporting Person's spouse and descendants as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
  7. Grantor trust for the Reporting Person's spouse with the Reporting Person's descendants as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.
  8. The options vested in three equal annual installments beginning on the date indicated.
  9. Price is not applicable to stock options received as incentive compensation.