Home > Insider Trading > Filing (0001225208-18-012650)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
702165	Norfolk Southern Corp	NSC	Railroads, Line-Haul Operating (4011)	521188014

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1305086	A James Squires	Three Commercial Place Norfolk VA 23510	Chairman, President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-08-13	17,407	$62.75	63,958	No	4	M	Direct
Common Stock	Acquisiton	2018-08-13	16,670	$75.14	80,628	No	4	M	Direct
Common Stock	Disposition	2018-08-13	16,670	$171.73	63,958	No	4	S	Direct
Common Stock	Disposition	2018-08-13	17,407	$171.73	46,551	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy, granted 2011)	Disposition	2018-08-13	17,407	$0.00	17,407	$62.75
Common Stock	Option (right to buy, granted 2012)	Disposition	2018-08-13	16,670	$0.00	16,670	$75.14

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,593	2015-01-27	2021-01-26	No	4	M	Direct
1,330	2016-01-26	2022-01-25	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	154	Indirect	By 401(k) Plan
Common Stock	8,314	Indirect	By GRATs
Common Stock	10,150	Indirect	By Irrevocable Trust
Common Stock	39,964	Indirect	By Spouse

Footnotes

Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.72 to $171.80, inclusive.
Excludes 8,314 shares which remain held indirectly in grantor retained annuity trusts (GRATs), previously held directly.
Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of August 13, 2018, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusted 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
Represents the shares held by an irrevocable trust established for the benefit of the reporting person's child, where the reporting person's spouse is the trustee. The reporting person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.