Filing Details

Accession Number:
0001144204-18-044952
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-15 17:09:36
Reporting Period:
2018-08-13
Accepted Time:
2018-08-15 17:09:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1552198 Whitehorse Finance Inc. WHF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1056313 Stacy G Smith 1450 Brickell Avenue, 31St Floor
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2018-08-13 3,000 $14.47 9,000 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2018-08-14 9,000 $14.19 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.47 to $14.486, inclusive. The reporting person undertakes to provide WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.09 to $14.24, inclusive. The reporting person undertakes to provide WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.