Filing Details
- Accession Number:
- 0001567619-18-001198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-15 16:56:34
- Reporting Period:
- 2018-08-14
- Accepted Time:
- 2018-08-15 16:56:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1341318 | Lake Shore Bancorp Inc. | LSBK | Savings Institution, Federally Chartered (6035) | 204729288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1357411 | P Daniel Reininga | C/O 31 East Fourth Street Dunkirk NY 14048 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-08-14 | 1,226 | $17.10 | 31,969 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,000 | Indirect | By Trust |
| Common Stock | 6,000 | Indirect | By GH Graf Realty Corp. |
| Common Stock | 2,600 | Indirect | By Children |
| Common Stock | 900 | Indirect | By Spouse |
| Common Stock | 3,553 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $14.38 | 2026-10-21 | 30,800 | 30,800 | Direct | |
| Common Stock | Stock Options (Right to Buy) | $7.88 | 2020-01-26 | 17,773 | 17,773 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-10-21 | 30,800 | 30,800 | Direct |
| 2020-01-26 | 17,773 | 17,773 | Direct |
Footnotes
- Includes 3,570 shares of restricted stock which will vest on August 12, 2019.
- These shares were acquired pursuant to an Employee Stock Ownership Plan allocation.
- Stock options vest at a rate of 20% per year commencing on October 21, 2017.
- Options are fully vested.
Billionaire Hedge Funds
