Filing Details

Accession Number:
0000720672-11-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-22 14:39:36
Reporting Period:
2011-02-18
Filing Date:
2011-02-22
Accepted Time:
2011-02-22 14:39:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203692 D David Sliney 49 Log Cabin Drive
St. Louis MO 63124
Dir Strategic Planning & Tech No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-18 19,999 $73.40 44,552 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 39,427 39,427 Direct
Common Stock Stock Option (Option to Buy) $8.69 2013-02-10 13,999 13,999 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
39,427 39,427 Direct
2013-02-10 13,999 13,999 Direct
Footnotes
  1. Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
  2. No expiration date for these Units.
  3. Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08.