Filing Details

Accession Number:
0001562762-18-000255
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-15 14:44:34
Reporting Period:
2018-08-14
Accepted Time:
2018-08-15 14:44:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1692427 Ncs Multistage Holdings Inc. NCSM Oil & Gas Field Services, Nec (1389) 461527455
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1699920 Wade Bitter C/O Ncs Multistage Holdings, Inc.
19450 State Highway 249, Suite 200
Houston TX 77070
Cao & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-14 3,332 $1.24 43,332 No 4 X Indirect By Revocable Trust
Common Stock Disposition 2018-08-14 3,332 $16.38 40,000 No 4 S Indirect By Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By Revocable Trust
No 4 S Indirect By Revocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2018-08-14 3,332 $0.00 3,332 $1.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-09 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Commo Stock 10,602 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $5.88 2022-12-21 9,021 9,021 Indirect
Common Stock Option (right to buy) $5.88 2023-04-03 28,500 28,500 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-12-21 9,021 9,021 Indirect
2023-04-03 28,500 28,500 Indirect
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.36 to $16.40. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Includes 10,602 restricted stock units which vest in three equal annual installments beginning on March 1, 2019.
  3. These options have vested and are exercisable.
  4. Includes 5,413 vested and exercisable options and 3,608 options that vest and become exercisable in two equal annual installments beginning on May 3, 2019.
  5. Includes 17,100 vested and exercisable options and 11,400 options that vest and become exercisable in two equal annual installments beginning on May 3, 2019.