Filing Details

Accession Number:
0000899243-18-022336
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-14 17:40:10
Reporting Period:
2018-08-08
Accepted Time:
2018-08-14 17:40:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1478726 Charter Financial Corp CHFN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241870 Lee Washam 1233 O.g. Skinner Drive
West Point GA 31833
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-08 37,411 $8.18 155,008 No 4 M Direct
Common Stock Acquisiton 2018-08-08 24,062 $10.89 179,070 No 4 M Direct
Common Stock Disposition 2018-08-08 33,076 $24.00 145,994 No 4 F Direct
Common Stock Disposition 2018-08-09 13,000 $24.09 132,994 No 4 S Direct
Common Stock Disposition 2018-08-10 15,397 $24.17 117,597 No 4 S Direct
Common Stock Disposition 2018-08-09 1,482 $24.07 0 No 4 S Indirect By 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By 401(k)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2018-08-08 37,411 $0.00 37,411 $8.18
Common Stock Stock Option Disposition 2018-08-08 24,062 $0.00 24,062 $10.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-06-22 2020-06-22 No 4 M Direct
118,832 2014-12-16 2023-12-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,105 Indirect By ESOP
Common Stock 35,757 Indirect By IRA
Footnotes
  1. Reflects the weighted average sale price of multiple open market sale transactions effected by the Reporting Person on the same day at different prices through a sale order executed by a broker-dealer. The range of prices for the sale transactions on August 9, 2018, was $24.05 to $24.15, and the range of prices for the sale transactions on August 10, 2018, was $24.05 to $24.26. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average sale price of multiple sale transactions effected by the Reporting Person on the same day at different prices under the Issuer's 401(k) plan. The range of prices for the sale transactions was $24.04 to $24.07. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.