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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-08-13 16:08:02
Reporting Period:
Accepted Time:
2018-08-13 16:08:02
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
319815 Maxwell Technologies Inc MXWL Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 952390133
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1707104 Ilya Golubovich 3888 Calle Fortunada
San Diego CA 92123
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-10 61,500 $3.25 79,226 No 4 P Direct
Common Stock Acquisiton 2018-08-10 307,600 $3.25 1,947,302 No 4 P Indirect Arbat Capital Group Limited
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Arbat Capital Group Limited
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,390,204 Indirect I2BF Energy Limited
  1. The shares of common stock reported in this Form were purchased in the Company's underwritten public offering which closed on August 10, 2018.
  2. Ilya Golubovich is a director of I2BF Venture Partners Ltd., the sole shareholder of I2BF Energy, Ltd., and a director of Arbat Capital Group Limited and has voting and dispositive power with respect to these shares. Ilya Golubovich disclaims beneficial ownership except to the extent of his pecuniary interest therein.