Filing Details
- Accession Number:
- 0001209191-18-046401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-13 16:08:02
- Reporting Period:
- 2018-08-10
- Accepted Time:
- 2018-08-13 16:08:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 319815 | Maxwell Technologies Inc | MXWL | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 952390133 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1707104 | Ilya Golubovich | 3888 Calle Fortunada San Diego CA 92123 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-10 | 61,500 | $3.25 | 79,226 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-08-10 | 307,600 | $3.25 | 1,947,302 | No | 4 | P | Indirect | Arbat Capital Group Limited |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Arbat Capital Group Limited |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,390,204 | Indirect | I2BF Energy Limited |
Footnotes
- The shares of common stock reported in this Form were purchased in the Company's underwritten public offering which closed on August 10, 2018.
- Ilya Golubovich is a director of I2BF Venture Partners Ltd., the sole shareholder of I2BF Energy, Ltd., and a director of Arbat Capital Group Limited and has voting and dispositive power with respect to these shares. Ilya Golubovich disclaims beneficial ownership except to the extent of his pecuniary interest therein.
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